On June 24, 2026, Montana announced enforcement settlements with entities that failed to properly file required notices of business activity. The nine settlements added $59,900 to the state's Securities Fraud Restitution Assistance Fund.
What changed
Montana resolved notice-filing violations through nine settlement agreements totaling $59,900 for the restitution fund.
Compliance perspective
Firms with securities notice-filing obligations should verify that state notice filings are complete and timely, especially in jurisdictions that pair filing failures with public settlements. Small filing misses can still create public enforcement history.
Key date
Effective date: June 24, 2026.
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