On April 29, 2026, NYDFS posted a disciplinary actions bulletin covering insurance licensees and registrants. The bulletin included fines and disciplinary findings for disclosure failures and, in at least one matter, transacting insurance business without a license.
What changed
NYDFS published a new disciplinary bulletin with named licensees, penalties, and underlying licensing violations.
Compliance perspective
Licensees should review disclosure obligations tied to criminal matters, arbitration matters, and other reportable events on applications and renewals. Bulletin-based enforcement also shows that NYDFS continues to police unlicensed activity and inaccurate filings closely.
Key date
Effective date: April 29, 2026.
Need help keeping up with these changes?
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